10/11/2017 12:06:10

Man Group PLC : Form 8.3 - [Tesco plc]

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Man Group PLC : Form 8.3 - [Tesco plc]

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:

Man Group Plc

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

                                                                    

N/A

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

                                                                    

Tesco plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

N/A

(e) Date position held/dealing undertaken:

                                                                    

09th November 2017

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

    

YES

/ NO / N/A

If YES, specify which:

Booker Group plc

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

5p ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

26,156,180

 

0.3194

 

 

0

0

(2) Cash-settled derivatives:

38,647,208

 

0.4719

 

26,126,120

 

0.3190

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

25,023,000

 

0.3055

 

10,009,000

 

0.1222

 

 

     TOTAL:

89,826,388

 

 

1.0968

 

 

36,135,120

 

 

 

0.4412

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

5p ordinary Purchase 86,900 1.7644
5p ordinary Purchase 37,300 1.7644

(b)        Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(GBP)

5p ordinary CFD Increasing a short position 23,790 1.7637
5p ordinary CFD Increasing a short position 24,344 1.7644
5p ordinary CFD Increasing a short position 52,176 1.7588
5p ordinary CFD Increasing a short position 20,028 1.7545
5p ordinary CFD Increasing a short position 18,750 1.7573
5p ordinary CFD Increasing a long position 328,194 1.7725
5p ordinary CFD Increasing a long position 154,797 1.7725
5p ordinary CFD Increasing a long position 68,997 1.7614
5p ordinary CFD Increasing a long position 245,572 1.7725
5p ordinary CFD Increasing a long position 11,065 1.7614
5p ordinary CFD Increasing a long position 84,730 1.7597
5p ordinary CFD Increasing a long position 75,693 1.7585
5p ordinary CFD Increasing a long position 4,304 1.7553
5p ordinary CFD Increasing a long position 16,412 1.7557
5p ordinary CFD Increasing a long position 72,154 1.7626
5p ordinary CFD Increasing a long position 1,099 1.7640
5p ordinary CFD Increasing a long position 1,750 1.7650
5p ordinary CFD Increasing a long position 124,149 1.7700
5p ordinary CFD Increasing a long position 261 1.7725
5p ordinary CFD Increasing a long position 30,923 1.7700
5p ordinary CFD Increasing a long position 19,171 1.7614
5p ordinary CFD Increasing a long position 146,803 1.7597
5p ordinary CFD Increasing a long position 131,145 1.7585
5p ordinary CFD Increasing a long position 7,457 1.7553
5p ordinary CFD Increasing a long position 28,436 1.7557
5p ordinary CFD Increasing a long position 125,014 1.7626
5p ordinary CFD Increasing a long position 1,904 1.7640
5p ordinary CFD Increasing a long position 3,032 1.7650
5p ordinary CFD Increasing a long position 215,101 1.7700
5p ordinary CFD Increasing a long position 452 1.7725
5p ordinary CFD Increasing a long position 53,578 1.7700
5p ordinary CFD Increasing a long position 425,956 1.7725
5p ordinary CFD Increasing a long position 110,989 1.7614
5p ordinary CFD Increasing a long position 14,856 1.7614
5p ordinary CFD Increasing a long position 52,953 1.7725
5p ordinary CFD Increasing a long position 2,385 1.7614
5p ordinary CFD Increasing a long position 18,264 1.7597
5p ordinary CFD Increasing a long position 16,316 1.7585
5p ordinary CFD Increasing a long position 927 1.7553
5p ordinary CFD Increasing a long position 3,537 1.7557
5p ordinary CFD Increasing a long position 15,554 1.7626
5p ordinary CFD Increasing a long position 236 1.7640
5p ordinary CFD Increasing a long position 377 1.7650
5p ordinary CFD Increasing a long position 26,762 1.7700
5p ordinary CFD Increasing a long position 56 1.7725
5p ordinary CFD Increasing a long position 6,666 1.7700
5p ordinary CFD Increasing a long position 3,455 1.7614
5p ordinary CFD Increasing a long position 26,465 1.7597
5p ordinary CFD Increasing a long position 23,642 1.7585
5p ordinary CFD Increasing a long position 1,344 1.7553
5p ordinary CFD Increasing a long position 5,126 1.7557
5p ordinary CFD Increasing a long position 22,537 1.7626
5p ordinary CFD Increasing a long position 343 1.7640
5p ordinary CFD Increasing a long position 546 1.7650
5p ordinary CFD Increasing a long position 38,779 1.7700
5p ordinary CFD Increasing a long position 81 1.7725
5p ordinary CFD Increasing a long position 9,659 1.7700
5p ordinary CFD Increasing a long position 76,713 1.7725
5p ordinary CFD Increasing a long position 21,526 1.7614
5p ordinary CFD Increasing a long position 67,286 1.7725
5p ordinary CFD Increasing a long position 22,378 1.7725
5p ordinary CFD Increasing a long position 6,835 1.7614
5p ordinary CFD Increasing a long position 1,007 1.7614
5p ordinary CFD Increasing a long position 7,716 1.7597
5p ordinary CFD Increasing a long position 6,892 1.7585
5p ordinary CFD Increasing a long position 391 1.7553
5p ordinary CFD Increasing a long position 1,494 1.7557
5p ordinary CFD Increasing a long position 6,571 1.7626
5p ordinary CFD Increasing a long position 100 1.7640
5p ordinary CFD Increasing a long position 159 1.7650
5p ordinary CFD Increasing a long position 11,306 1.7700
5p ordinary CFD Increasing a long position 23 1.7725
5p ordinary CFD Increasing a long position 2,816 1.7700
5p ordinary CFD Increasing a long position 19,766 1.7614
5p ordinary CFD Increasing a long position 70,331 1.7725
5p ordinary CFD Increasing a long position 3,208 1.7614
5p ordinary CFD Increasing a long position 24,573 1.7597
5p ordinary CFD Increasing a long position 21,952 1.7585
5p ordinary CFD Increasing a long position 1,247 1.7553
5p ordinary CFD Increasing a long position 4,759 1.7557
5p ordinary CFD Increasing a long position 20,926 1.7626
5p ordinary CFD Increasing a long position 318 1.7640
5p ordinary CFD Increasing a long position 507 1.7650
5p ordinary CFD Increasing a long position 36,006 1.7700
5p ordinary CFD Increasing a long position 75 1.7725
5p ordinary CFD Increasing a long position 8,968 1.7700
5p ordinary CFD Increasing a long position 2,500 1.7651
5p ordinary CFD Increasing a long position 1,000 1.7651
5p ordinary CFD Increasing a long position 1,300 1.7651

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security

Product description

e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii)        Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES/NO

Date of disclosure:

10th November 2017

Contact name:

Matthew Irwin

 

Telephone number:

02071447255

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure:

Man Group Plc

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Tesco plc

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description

e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Call Option Purchased 1,654.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 806.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 1,290.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 2,062.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 2,237.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 3,579.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 278.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 445.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 402.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 644.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 347.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 115.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 186.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 371.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 598.00 1.95 American 19/01/2018 Call Option
Put Option Purchased 2,747.00 1.7 American 17/11/2017 Put Option
Put Option Purchased 4,769.00 1.7 American 17/11/2017 Put Option
Put Option Purchased 592.00 1.7 American 17/11/2017 Put Option
Put Option Purchased 858.00 1.7 American 17/11/2017 Put Option
Put Option Purchased 247.00 1.7 American 17/11/2017 Put Option
Put Option Purchased 796.00 1.7 American 17/11/2017 Put Option
Put Option Written 2,747.00 1.8 American 17/11/2017 Put Option
Put Option Written 4,769.00 1.8 American 17/11/2017 Put Option
Put Option Written 592.00 1.8 American 17/11/2017 Put Option
Put Option Written 858.00 1.8 American 17/11/2017 Put Option
Put Option Written 247.00 1.8 American 17/11/2017 Put Option
Put Option Written 796.00 1.8 American 17/11/2017 Put Option

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This announcement is distributed by Nasdaq Corporate Solutions on behalf of Nasdaq Corporate Solutions clients.

The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.

Source: Man Group PLC via Globenewswire

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