16/04/2018 09:43:00

Holding(s) in Company

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GKN PLC - Holding(s) in Company

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GKN plc (the "Company")

Legal Entity Identifier: 213800QNZ22GS95OSW84

 Classification of Information: 2.3 Major shareholding notifications

The following notification was received by the Company on 13 April 2018.

Katie Lewis

Assistant Secretary

16 April 2018

TR-1: S

tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached

ii

:

GKN plc

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an “X” if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rightsX
Other (please specify)iii:

3. Details of person subject to the notification obligation

iv

NameThe Goldman Sachs Group, Inc.
City and country of registered office (if applicable)Corporation Trust Center, 1209 Orange Street,

Wilmington DE 19801, USA

4. Full name of shareholder(s) (if different from 3.)v

NameGoldman Sachs International
City and country of registered office (if applicable)Peterborough Court, 133 Fleet Street, London

EC4A 2BB, UK

5. Date on which the threshold was crossed or reached

vi

:

11/04/2018

6. Date on which issuer notified (DD/MM/YYYY):

13/04/2018

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached3.91%3.57%7.47%1,718,902,276
Position of previous notification (if

applicable)

1.96%5.30%7.26%

   

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

viii

A: Voting rights attached to shares

Class/type of

shares

ISIN code (if possible)

Number of voting rights

ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0030646508

66,916,810

3.89%
US3617556069

213,803

0.01%

SUBTOTAL 8. A

67,130,6133.91%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration

date

x

Exercise/

Conversion Period

xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Securities LendingOpen

101,3280.01%

SUBTOTAL 8. B 1

101,3280.01%

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration

date

x

Exercise/

Conversion Period

xi

Physical or cash

settlement

xii

Number of voting rights

% of voting rights

Refer to the annexure

SUBTOTAL 8.B.2

61,233,7183.56%

   

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Name

xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc.

Goldman Sachs (UK) L.L.C.

Goldman Sachs Group UK Limited

Goldman Sachs

International

3.85%3.56%7.41%

The Goldman Sachs Group, Inc.

Goldman Sachs & Co. LLC

The Goldman Sachs Group, Inc.

GSAM Holdings LLC

GS Investment Strategies, LLC

Goldman Sachs

Investment Partners GP, LLC

Global Long Short Partners Master LP

The Goldman Sachs Group, Inc.

GSAM Holdings LLC

Goldman Sachs Asset Management, L.P.

10.

In case of proxy voting, please identify:

Name of the proxy holderN/A
The number and % of voting rights heldN/A
The date until which the voting rights will be heldN/A

11. Additional information

xvi

Please note, the total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

General email contact:

RegOpsEMEA-RnM@gs.com

   

Place of completion

London

Date of completion

13/04/2018

   

Annexure

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration datex

Exercise/Conversion periodxi

Physical or cash settlementxii

Number of voting rights

% of voting rights

Swap17-Dec-2019

Cash22,897,9461.33%

Swap03-Sep-2019

Cash14,973,0800.87%

Swap26-Apr-2018

Cash14,300,0000.83%

Swap03-Sep-2019

Cash7,073,1120.41%

CFD13-Apr-2023

Cash967,7290.06%

CFD07-Apr-2028

Cash 502,0250.03%

CFD19-Jan-2028

Cash 138,1960.01%

Swap15-May-2019

Cash100,0000.006%

CFD15-May-2019

Cash81,4470.005%

Swap30-Jul-2019

Cash78,8530.005%

CFD19-Jan-2028

Cash77,8460.005%

CFD27-Feb-2023

Cash22,4590.0013%

CFD27-Feb-2023

Cash 8,9810.0005%

CFD27-Feb-2023

Cash 6,1880.0004%

CFD06-May-2027

Cash   5,8560.0003%

Total Number of voting rights and percentage of voting rights                           61,233,7183.56%

Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

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