16/04/2018 09:46:00

Holding(s) in Company

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GKN PLC - Holding(s) in Company

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GKN plc (the "Company")

Legal Entity Identifier: 213800QNZ22GS95OSW84

 Classification of Information: 2.3 Major shareholding notifications

The following notification was received by the Company on 13 April 2018.

Katie Lewis

Assistant Secretary

16 April 2018

TR-1: S

tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached

ii

:

GKN PLC

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an “X” if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rightsX
An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligation

iv

NameBank of America Corporation
City and country of registered office (if applicable)Wilmington, DE, United States

4. Full name of shareholder(s) (if different from 3.)v

NameMerrill Lynch International
City and country of registered office (if applicable)London, UK

5. Date on which the threshold was crossed or reached

vi

:

11th April 2018

6. Date on which issuer notified (DD/MM/YYYY):

13th April 2018

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached8.001%5.059%13.060%1,718,902,276
Position of previous notification (if

applicable)

6.547%5.003%11.550%

   

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

viii

A: Voting rights attached to shares

Class/type of

shares

ISIN code (if possible)

Number of voting rights

ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00306465080137,525,2390%8.001%

SUBTOTAL 8. A

              

 137,525,239

8.001%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration

date

x

Exercise/

Conversion Period

xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

N/AN/AN/A  N/AN/A

SUBTOTAL 8. B 1

N/AN/A

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration

date

x

Exercise/

Conversion Period

xi

Physical or cash

settlement

xii

Number of voting rights

% of voting rights

Exchange Traded FundsN/AN/ACash Settled640.000%
OTC Option over Index20-Dec-19N/ACash Settled185,9690.011%
Index Futures15-Jun-18N/ACash Settled65,8680.004%
Swaps17-Apr-2018N/ACash Settled15,560,9250.905%
Swaps19-Apr-2018N/ACash Settled15,000,0000.873%
Swaps20-Jul-2018N/ACash Settled112,6950.007%
Swaps07-Aug-2018N/ACash Settled5,081,8690.296%
Swaps10-Oct-2018N/ACash Settled1490.000%
Swaps31-Oct-2018N/ACash Settled26,6210.002%
Swaps31-Dec-2018N/ACash Settled70,5330.004%
Swaps31-Jan-2019N/ACash Settled119,3070.007%
Swaps13-Feb-2019N/ACash Settled205,9180.012%
Swaps11-Mar-2019N/ACash Settled64,7500.004%
Swaps11-Apr-2019N/ACash Settled42,953,4582.499%
Swaps15-Apr-2019N/ACash Settled7,4430.000%
Swaps30-Apr-2019N/ACash Settled406,8100.024%
Swaps10-May-2019N/ACash Settled1,138,9100.066%
Swaps13-May-2019N/ACash Settled1,856,0000.108%
Swaps29-May-2019N/ACash Settled17,8810.001%
Swaps31-May-2019N/ACash Settled3,489,3630.203%
Swaps26-Jun-2019N/ACash Settled1,4700.000%
Swaps06-Apr-2020N/ACash Settled500,0000.029%
Swaps15-Feb-2023N/ACash Settled91,0110.005%

SUBTOTAL 8.B.2

86,957,0135.059%

 

   

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Name

xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America CorporationN/AN/AN/A
NB Holdings CorporationN/AN/AN/A

 

BofAML Jersey Holdings LimitedN/AN/AN/A
BofAML EMEA Holdings 2 LimitedN/AN/AN/A
ML UK Capital Holdings LimitedN/AN/AN/A
Merrill Lynch International7.887%N/A9.900%

   

Name

xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America CorporationN/AN/AN/A
NB Holdings CorporationN/AN/AN/A

 

BAC North America Holding CompanyN/AN/AN/A
BANA Holding CorporationN/AN/AN/A
Bank of America, National AssociationN/A3.045%3.050%
U.S. Trust Company of DelawareN/AN/AN/A

   

Name

xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America CorporationN/AN/AN/A
NB Holdings CorporationN/AN/AN/A
BAC North America Holding CompanyN/AN/AN/A
Merrill Lynch, Pierce, Fenner & Smith IncorporatedN/AN/AN/A

   

Name

xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America CorporationN/AN/AN/A
NB Holdings CorporationN/AN/A

N/A

BAC North America Holding CompanyN/AN/AN/A
BANA Holding CorporationN/AN/AN/A
Bank of America, National AssociationN/A3.045%3.050%
Managed Account Advisors LLCN/AN/AN/A

   

Name

xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation      N/A                  N/A               N/A            
NB Holdings Corporation      N/A                  N/A               N/A            
BAC North America Holding Company      N/A                  N/A               N/A            
BANA Holding Corporation      N/A                  N/A               N/A            
Bank of America, National Association      N/A                        3.045%        3.050%

10.

In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information

xvi

   

Place of completion

United Kingdom

Date of completion

13th April 2018

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